Web[Rules and Regulations] [Pages 40877-40892] From the Federal Register Online via the Government Publishing Office [www.gpo.gov] [FR Doc No: 2024-12607] =====-----COMMODITY FUTURES TRADING COMMISSION. 17 CFR Part 4. RIN 3038-AE76. Registration and Compliance Requirements for Commodity Pool Operators and … WebOct 11, 2012 · The CFTC stated that a fund manager may rely on CFTC Rule 4.13(a)(3) with respect to a fund that will predominantly invest in non-derivatives even when its first …
The Electronic Code of Federal Regulations - eCFR :: Home
Websubpart a - organization (§§ 140.1 — 140.2) subpart b - functions (§§ 140.10 — 140.99) subpart c - regulation concerning conduct of members and employees and former members and employees of the commission (§§ 140.735-1 — 140.735-8) Webunder CFTC regulation 43.6(h)(6)2 for certain “large notional off-facility swaps”.3 However, challenges remain with respect to complying with CFTC regulation 43.6(h)(6), and therefore, 1 CFTC Letter No. 13-48, dated July 30, 2013 from the Division of Market Oversight, “No-Action Relief for Certain in and out option spreads
17 CFR § 140.99 - LII / Legal Information Institute
Web5 Regulation 140.99 governs requests for staff exemptive, no-action and interpretative letters. The Commission’s regulations are found at 17 C.F.R. Part 1 et seq. (2014). They … WebThe Code of Federal Regulations (CFR) is the official legal print publication containing the codification of the general and permanent rules published in the Federal … Web(A) Except as provided in paragraph (a) (2) (ii) (B) of this section, the designated contract market or swap execution facility shall require an entity to file an application requesting such exemption in advance of the date that such position … inbound outbound solutions montreal